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Early fault detection in gearboxes via dynamic principal component analysis–driven multivariate statistical process control

  • Antonio Pérez Torres
  • , Jean Navarrete Campos
  • , Reinier Fernández López
  • , Jorge Figueroa Zúñiga
  • , Susana Barceló Cerdá

Producción científica: Contribución a una revistaArtículorevisión exhaustiva

Resumen

Early detection of gearbox failure is essential due to their critical role in industrial operations. Therefore, effective condition monitoring techniques are required to identify incipient deviations in operational behaviour. Therefore, this study proposes a dynamic principal component analysis methodology, integrated within a multivariate statistical process control framework, to detect progressive failures in spur gearboxes from vibration signals. The signal is segmented into sub-windows and characterised using condition indicators in the time and frequency domains. Diagnosis is based on Hotelling’s T2 statistic and the squared prediction error, which define statistical control limits to discriminate between normal and failure conditions. Empirical validation uses an experimental dataset covering combinations of load, speed, and failure severity. The results demonstrate high sensitivity to progressive degradation and accurate early-stage detection, supporting the multivariate statistical process control approach with dynamic principal component analysis as an effective tool for diagnosis and predictive maintenance in high-criticality industrial environments.

Idioma originalInglés
Número de artículoe0348497
PublicaciónPLoS ONE
Volumen21
N.º5 May
DOI
EstadoPublicada - may 2026

Nota bibliográfica

Publisher Copyright:
© 2026 Pérez-Torres et al. This is an open access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.

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